Trans-continental Hustle, Or An Admittedly Anecdotal Review of Adam Tooze’s Crashed

Today I’m happy to bring you a rare guest post in the form of a review of historian Adam Tooze’s magnum opus, Crashed penned by Michelle Galimba, rancher and valued commenter here at Small Farm Future. Tooze’s book has been sitting in my in-tray for some time, but thanks to Michelle I can now let it linger there a while longer. Meanwhile, there may be another service interruption on this blog while I toil over my own opus, but I’m hoping to present some further ruminations on property and commons emerging out of my last post and my current book draft, perhaps in a couple of weeks’ time. For now, it’s over to Michelle – my thanks to her for letting me publish her review.

Adam Tooze. 2018. Crashed: How a Decade of Financial Crises Changed the World. Allen Lane.

I have a friend who, in the fall of 2008, was working on a real estate development project that was funded through Lehman Brothers.  One day he was jubilant at having made some money off what turned out to be Lehman’s “dead cat bounce,” and another day not long after, on September 15, he was deeply depressed when his project went up in flames, along with so much of Wall Street. Lehman’s bankruptcy ended the stream of easy credit for such marginal real estate projects. “Well”, I said to him that day, as he lamented his ill fortune, “you still have all your limbs and youʻre in no danger of starving to death, so it’s not so bad!” In the ranch business, neither personal safety nor making payroll are things I take for granted. My friend scorned such peasant consolations; heʻd been living high in the glow of success that hot money bestows.  He tried, for a couple of years, to put another funding deal together with increasingly sketchy potential partners, but in the end the property was foreclosed upon and sold at auction to another real estate investment company. I strongly disapproved of my friend’s development plans – converting agricultural land into residential agricultural “estates” – so the Great Recession had the silver lining of throwing some sand in the gears of the growth machine, at least for my corner of the world.

I’ve never really understood what happened in 2008, and I suppose that is what motivated me to take up Adam Toozeʻs Crashed: How a Decade of Financial Crises Changed the World. Iʻm not predisposed to thinking about economics, except as it relates to the practical matter of running the ranch.  I never took an economics course in college and what books I’ve read have been along the lines of Economics for Dummies.  I regretted my ignorance in reading Crashed – although Tooze explains each piece of financial machinery that plays a role in the train-wreck, the book nevertheless made heavy demands on whatever shreds of economic lore I’ve picked up along the way.  Expect to wade through many a sentence as this: “Because the collateral that was preferred by the triparty repo markets was Treasurys, in the spring of 2008 the Fed instituted another program, the Term Securities Lending Facility, under which it lent out top-rated US Treasurys on twenty-eight day terms in exchange for a variety of mortgage-backed securities, including private label.”

Although Crashed  primarily traces the financial crisis in the US and Europe during the period 2006-2018, Tooze brackets his tale of Euro-American financial implosions by sketching the “financial balance of terror” between China and the US and delineating how dangerous this ‘balance’ is.  The Great Recession and the Euro-zone sovereign debt showdowns that followed, for all their drama, were the “wrong crisis” – merely a preliminary sideshow set off by bad acting investment banks, rather than the potential Crash which still lies waiting in the financial and trade imbalances between China and other “emerging markets” on the one hand, and the “advanced economies” of Europe and the US on the other.

It is within the brackets of this larger problem that the Great Recession happened. It is a sobering thought.

I’ve read Crashed through once, and I may very well do so again.  Despite its weighty subject and imposing heft, it is an engrossing page-turner, and just about any of those nearly 700 pages is food for much pondering.  Tooze is a master narrator who can engage the reader in  “the grand sweep of global economic imbalances” and the dramatic moments of high-stakes decision-making, as well as deploy the quote juste and the well-deserved smack-down: “In the course of the crisis, the GOP had shown itself to be less a party of government than a political vehicle through which conservative, white Americans expressed their alarm at the earthquakes shaking their world.”  If anything Tooze’s narrative skills hurry one along too quickly (though I’m not complaining) in a dramatic rush of money, power, and political calculation as these morph and metastasize between North America to Europe and back again.

I could go on for quite a bit about Crashed, if my own local dramas about small animal slaughter capacity and agricultural water rights weren’t eating into my writing time, but to be very brief, (one of) Tooze’s overarching theses is that politics creates economics, which, though verging on the obvious, cannot be said often enough, especially among Americans. We don’t have to acquiesce to the neoliberal economic ideology that passes for common sense and hard-headed realism even as its inadequacy for organizing a functional, healthy society is crystal clear. The financial foolishness that led to the crises of the last ten years was enabled by a political-economic worldview whose orthodoxy could use some hard questioning. Tooze’s book, by getting into “the black box” of the Crash and showing how “ the economics of the financial system” worked clarifies how profoundly self-serving and short-sighted the “innovations” of the financial elite are, and how little they deserve the deference and even adulation they still too often receive.

Another key argument is that, contrary to a perception much encouraged by the financial industry and governments on both sides of the Atlantic, the banks that binged most irresponsibly on the American sub-prime mortgage market and who were therefore most desperately in need of American dollar liquidity from the various American bailout facilities (TARP, TAF, currency swap lines, etc.) had their headquarters in Europe.  Tooze argues that it was the American’s “bazooka” response, rather than the European “austerity” approach to the sovereign debt crises in Greece, Ireland, and Spain that was most effective in terms of quick recovery.   But whether the American approach will truly be ‘effective’ in the long term and big picture is an open question. The cost in political capital for Obama and the Democrats was considerable, spawning the Tea Party backlash, and leading to our current political nightmare.  Yes, the financial system got back on its feet, but did we corrupt our political institutions in the process and spawn a debilitating and vicious culture war to boot?

Crashed perhaps focuses a bit too much on the political personalities tasked with responding to the Euro-zone crises (although this is one of its strengths as well), and never mentions the part that depleting resources/environmental constraints played in these crises – as we run out of natural resources to devour, generating the returns to which we have grown accustomed requires the thin-air financial ‘innovations’ that led to the Crash.  Also, the book could use another run through by a diligent proof-reader, but I’m almost literally nit-picking there.  It is a great read – insightful, thought-provoking, challenging, entertaining even – and I’ll not look at the business section of the newspaper the same again.

The ironic thing is that what saved my friend after his Lehman-funded real estate deal went belly-up were the very small farmers that would have been displaced by his “estates.”  He eventually re-invented himself as a specialty coffee broker, and now makes his money consolidating and marketing the product of those same small coffee farmers, generally Filipino or Hispanic immigrants, highly capable people but with limited command of business English, to the high-end coffee market.  This global market access creates the niche product pricing (several times what a Columbian or Guatemalan farmer gets) that supports a modest first-world lifestyle for the farmers: it keeps them in trucks and fertilizer and they have some money left over to bet on the illegal cock-fights that happen nearly every weekend in a remote corner of someoneʻs orchard.

I have to wonder if the high-flyers of Wall Street and the City of London may all someday have to re-invent themselves as my friend did.  Will the gigantic bubble of speculative finance that was not dealt with but rather enabled by years of QE lead to the Mother of all Crashes in the near future? Will the Mother of all Crashes lead to a more grounded, less leveraged way of living for more people?  Hard to say.

Some theses on property, immigration, society and culture

In this post, as promised, I’m going to address the following accusation that Vera made of me in a comment late last year:

“One issue you’ve ducked time and again is this: does your locked front door offend your libertarian spirit? Do local laws that prevent squatters taking over your farm offend it as well? And if it happens not to be offended then, then why is it offended by equally firm boundaries of larger units humans organize?”

Elsewhere, Vera wrote “Millions of impoverished international migrants can be a force that can sink a region or a culture, or a whole slew of cultures or even a whole continentful of them, depending. Ask the American Indians.” And in response to my comment that poor international migrants were not the main threat to a smallholder republic she opined: “Maybe the people of Calais and surrounding areas would be able to provide another view. Not of the armchair kind…I vote for leaving the PC talking points aside, and dealing with the real issue. Effective boundaries.”

Along similar lines, except courteously, Jody wrote a longer comment from which the following excerpts hopefully give a flavor:

“I think immigrants seeking asylum should be welcome as long as they contribute and they follow our rules and customs. But what about people who move to my country and have no ability to contribute? What if they require social welfare or medical assistance to support them?….Should we welcome immigrants if they are unable to contribute to the needs of our society?….I’m liberal enough to welcome the freedom of exchange in ideas and culture but conservative enough to not want social disintegration.”

I don’t consider these to be issues I’ve ducked at all, but let me try once again to define my position on them. I’m afraid that my book-writing labors are pretty all-consuming at the moment, so I only have time here to lay down some brief theses before most likely relapsing into silence again for a while (though I have an exciting guest post coming up). The book contains a more in-depth analysis on these points.

On property

#1 I’m broadly supportive of private property rights for householders (including smallholder-householders) in the small farm future I’d like to see. This is for various reasons that I won’t dwell on here, but maybe I’ll just quote this from Robert Netting “Where land is a scarce good that can be made to yield continuously and reliably over the long term by intensive methods, rights approximating those of private ownership will develop”1. I think a good deal of future farming will involve intensive husbandry on scarce land…so why fight the inevitable?

#2 But what exactly is private property? Essentially, it’s an exclusive claim invested in a specific rights-holder to derive one or more benefits from something – in the case before us, land. The ‘one or more’ point is important. Private property usually involves a bundle of rights. My purchase of my farmland in Somerset in 2003 gave me the right to raise and sell off animals and crops from it, to engage in certain types of hunting (but not others) on it, to extract minerals in certain ways (but not others) from it, to abstract water from it (but only in certain ways and up to a certain point), to erect certain kinds of buildings but not others (such as a dwelling) on it, to apply nitrogenous fertilizer to it (but only up to a certain level) and so on.

#3 And what exactly is a private property right? It’s a relation between people in respect of a thing. In this case, that relation places a duty on other people to respect my exclusive claims over my property (for example by not stealing my livestock or placing their own upon it without my permission). It also places a duty on me to respect other people’s claims on my property, for example by not building a dwelling on it or not shooting people who happen to walk across it.

#4 By saying that I support private property rights I implicitly accept that I can enforce my rights against people who infringe them. No doubt we can argue about what such enforcement might reasonably entail, but the principle of enforcement is clear enough. Therefore, my answer to Vera’s second question – do I oppose local laws against squatting on my land – is ‘no’.

#5 Equally, in supporting private property rights and the local laws governing them I implicitly accept that others can enforce their rights in respect of my property. To generalize from that point and the preceding one, I suggest that private property rights are founded in the collective agreement of a political community. No other interpretation makes as much sense to me. Private property is not a natural or sacred right that precedes the living community within which it’s exercised, nor is it founded in my capacity to defend my property through violence, or based in any particular actions I take in respect of my property (other than ones I may have agreed when I assumed the right).

#6 Therefore, I hold my property in trust in relation to the political community that confers my rights of ownership. If the political community decides to change the terms of my rights, I may disagree with its decision but I don’t think I have good grounds for disagreeing with the principle of it deciding. Generally, I think it’s a bad idea for polities to go chopping and changing property rights, since it breeds uncertainty and resentment. But sometimes it may be necessary. It may be necessary in particular because property tends to concentrate over time in fewer and fewer hands. The people that Vera calls squatters may consider themselves rebels unfairly impoverished by property-owning monopolists and thus fighting against unjust laws. I think it behoves property-owners to consider the wider distribution of social benefits in their polity and to take care that it doesn’t grow too unequal – both from considerations of justice and from self-interest, lest the political community dissolves in violence to the benefit of the ‘squatters’ against the property-owners. Note that this possibility of ultimate violence is not the same as saying that property intrinsically begins in violence, even if it sometimes does.

On borders

#7 On to Vera’s third question, which essentially is if I’m not offended by the bounds of private property rights then why am I offended by the bounds of international borders which likewise constrain people’s rights in respect of land? The first point to make is that these two kinds of borders aren’t the same thing. The money that I paid for my land bought me an exclusive right to engage in certain kinds of activity on it. A polity that confers citizenship on an immigrant from elsewhere (or a locally-born resident who reaches the age of full citizenship rights) doesn’t confer on them an exclusive right to do anything – merely a general right to reside within its jurisdiction and to create a life and (usually) a livelihood there consonant with its laws.

#8 Still, I readily recognize the right of a polity to restrict immigration from beyond its borders if its activities don’t impinge in any significant way on the sending polities. Therefore, my answer to Vera’s third question is that I’m not intrinsically opposed to any kind of border control in any situation. But with this caveat: a polity that closes its borders to migrants shouldn’t expect other polities to receive its emigrants, or its investments, or its trade goods or any other interferences in its interests against their wellbeing if it wishes them to honour its border policies.

#9 It seems plain to me that the USA (and the UK, among other countries) fall foul of these caveats. It and the other rich countries have systematically interfered in the economies of other countries to their own benefit, deliberately dismantled health care and welfare policies in other countries in the name of supposedly efficient market restructuring through ransoming those countries’ access to global finance, engaged in geopolitical ‘great games’ that have displaced and immiserated people en masse, and disproportionately produced the greenhouse gas emissions that prompt climate refugeeism (Jason Hickel’s book The Divide is a good overview of these processes). The rich countries will try to prevent reaping the harvest of this immiseration they’ve inflicted on poorer countries by policing borders to keep out people from the latter. Those people – including ones in need of welfare services – will try to outwit them. My sympathies are with those people, until the rich countries stop fomenting the conditions that impel them to migrate. Here’s where I see the most direct parallel between property boundaries and national borders – if you want people to respect the boundaries that you construct, then it’s a good idea not to dump too much on people the other side of your boundary.

On society

#10 Still, whatever the rights and wrongs of international migration, maybe Vera and Jody are right to worry about its possibly ‘disintegrative’ effects. Then again, maybe they’re not. I’ve never concealed the fact that I think the present structure of the global political economy is unjust and unsustainable, so if it disintegrates that may be no bad thing. As I outlined in this blog post, I don’t think mass international migration is the ideal way of bringing sustainable small farm societies into being around the world, but it may be the best realistic shot we have at it. Ultimately, almost everyone in the world today is a lost child of ‘modernization’. A small farm future will require a lot more people living in the countryside and farming small plots than is the case in the rich countries today. I don’t think it necessarily matters hugely where they moved from. It ain’t where you’re from, it’s how you farm…

#11 Granted, it’s a worry how we’ll all feed ourselves in the future. On that score, the fewer people there are in any given area, the better it’ll be…at least for the people in that area. But anyone who deploys that observation as an argument against immigrants for local sustainability should, in my opinion, acknowledge these three things.

  1. ‘Sustainability’ – ie. avoiding ‘disintegration’ – in this instance is basically an argument for sustaining the high-income, high-emissions status quo. That may seem like a good idea to some folks (it doesn’t to me), but it’s probably just kicking the can down the road to future crisis.
  2. It’s also basically an argument from self-interest – ‘me first for the lifeboat, and screw you’. I think people who make the argument need to own that. They need to be able to look a climate change or other kind of refugee in the eye and say “I don’t want you in my country because it suits me to exclude you. I consider my existing lifestyle which I believe you threaten more important than your wellbeing, and since I have a powerful government at my back I win and you lose”.
  3. Projections for the number of climate change refugees in the coming century vary from about 200 million to 1 billion. That’s a lot of people. The places that want to exclude them will need a massive military mobilization to keep them out that will dwarf the $20 billion the US is currently spending on border enforcement. Such a mobilization will probably have ‘disintegrative’ effects of its own on civil society in the excluding country – political polarization, budgets skewed away from human services to military expenditure, gated communities, martial law (see various analyses along these lines in Todd Miller’s book, Storming the Wall2). It will lead to ‘astronomical’ popular anger against the excluding countries among the excluded (, p.117). And it probably won’t succeed ultimately in excluding them.

#12 Therefore it’s hard to know where self-interest ultimately lies. Identifying yourself with a polity that uses everything in its power, including deadly force, to exclude certain kinds of people may not go well for you if the polity ultimately fails to exclude those people, which is probable. Conversely, failing to identify yourself with such a polity may not go well for you if its politics trend increasingly towards extremist isolationism and nativism, which is also probable. Choices, choices. What tips it for me is that I’d like to prevent extremist isolationism and nativism from taking hold. Also, I consider justice a serious matter, not a “PC talking point”. And I think the justice case for accommodating climate refugees and others immiserated by the global political economy is strong.

#13 Consider this also – when Jody writes “Should we welcome immigrants if they are unable to contribute to the needs of our society?” what are the grounds for being so confident around that ‘our’? As the aforementioned Todd Miller points out, a couple of generations back the main climate refugees in the USA were US citizens fleeing the Dustbowl, who were met with indifference, violence and semi-militarized internal borders by other US citizens. What’s the betting that won’t happen again in the face of droughts, supercharged hurricanes and the like? What line does an enthusiast for self-interested migrant control take when they stop being one of the ‘we’ and become one of the ‘them’, even in their own country?

#14 I’ve long identified with forms of populist politics, but I’ve been accused of not being a proper populist on the grounds of not identifying with nationalism and anti-immigration policies. True, I’m not that kind of populist. I’m the kind of populist who thinks that for the most part the people who control the organs of the centralized state and articulate notions of the nation in defence of it aren’t motivated by concern for ordinary people within or without state borders. Think about the Dustbowl. Or the 2008 crash. Or Jacob Rees-Mogg. THEY DON’T CARE ABOUT YOU.

#15 And this, I think, will be the great political conflict of the 21st century. Do you identify with the nation (which is basically just the centralized modernist-capitalist state with its prettiest dress on), or do you identify with the people? How that plays out will determine a lot of things. For my part, I think Vera’s ‘effective boundaries’ will come at a financial, biological and moral cost to people on both sides of those boundaries which is unpayable and will indeed sink whole continents.

#16 Those who identify with the nation typically demonize people from other nations, or even from their own nation, when it suits centralized power. The Dustbowl migrants were dismissed by the LAPD Deputy Chief as a “flood of criminals”. Vera implies, I think, that the several thousand residents of ‘The Jungle’ migrant camp were a threat to local residents in nearby Calais, and that this somehow constitutes evidence for the dangers of allowing global migration. Well, I never went to The Jungle, though I know people who did and returned unscathed. I’ve also had a hand in employing on our farm refugees who spent time at that camp. They were not remotely threatening, and have now found steady employment locally. My reading of the evidence leads me to the view that the camp’s residents were more threatened than threatening, but I daresay penniless, desperate and demonized people confined at borders sometimes do bad stuff: don’t, however, mistake the contingent threats and degradations of the border for the inherent threats and degradations of the people who are waiting at it. As Kapka Kassabova documents at length in her book on the communist and post-communist borderlands of Bulgaria, Greece and Turkey, the people who benefit most from borders are usually the governments that invest in them, while they bring endless trouble for the people that live around them, permanently or temporarily3.

#17 The food production modelling I’ve undertaken in things like my ‘Peasant’s Republic of Wessex’ series suggests to me that there are large margins available for sustainable food production relative to current populations. True, climate change and other hazards put a question mark around that longer-term. But that doesn’t seem to be the main motivating factor behind Vera and Jody’s misgivings. Jody seems mostly concerned about funding burdens and migrants not pulling their weight – but the funding burden runs from the countries of origin to the countries of destination, which is what’s impelling the migration in the first place, and migrant selection effects are such that migrants on average invariably pull their weight more than sedants. Vera’s concerns seem to be actuated more by a metaphysical belief in the general importance of boundaries that I don’t share. I’m not saying there’s never a case for boundaries or limits. On the contrary. But just because there’s a case for boundaries in general doesn’t mean that there’s a case for any given one – as I see it, the case is always specific, and almost always contestable, since social boundaries are usually organized to suit some people’s interests against other people’s interests, however much the first group try to naturalize or universalize their case. Or to put it another way, the case for limits has its limits.

On Culture

#18 It’s not ‘culture’ that’s sunk by migration. Culture is inherently hybrid and syncretic. But the people who are the bearers of culture can be sunk if they’re defined out of the political community. That’s what largely happened to Native Americans, eventually. It’s what may happen to climate refugees and other kinds of refugees who are criminalized and demonized on their migrant journeys. Frankly, I think Vera’s parallel between Native Americans threatened by European migrants and contemporary Americans threatened by migrants gets it exactly upside down – the threat runs from the rich destination countries to the impoverished international migrants. But ultimately I think the culture of the rich countries will have to change – less capitalist-culture, less fossil-fuel-culture, more agri-culture. As I said before, the best practical hope I see for that, tenuous though it is, is through disturbances caused proximally by large-scale migration and fundamentally by the insolvable contradictions of the global capitalist economy.

On Implementation

#19 But for those who want to chart another path, I’d suggest ditching high-income urban life and extravagant fossil fuel use immediately in favour of rural subsistence farming. Such societies would be less attractive destinations for migrants and may even stave off the global environmental bads that are impelling mass migration. Win-win. A world of such societies would look more like the one I construed at the start of Thesis #8 where I suggested that they could legitimately erect barriers to people’s freedom of movement. The irony is that I don’t think they’d have to, because in such a world not many people would feel the necessity of moving far from where they originated. I recall one commentator on Resilience.org sneering that my projected ‘Peasant’s Republic’ would require a big wall to be built around it. But on the contrary, it seems to be the capitalist republics and not the peasant ones that are most in need of their ‘big, beautiful walls’.

#20 What a land reform would look like in the USA or the UK that could deliver a small farm future out of present patterns of migration and sedentism is a debate for another day. It would be unprecedented in its geopolitics, but not in its basic structure. Michael Lipton’s book Land Reform in Developing Countries: Property Rights and Property Wrongs4 lays out in exhaustive detail the various policy instruments that have been tried, often successfully – some more appealing than others. I suggest that it should be reissued, retitled Land Reform in Countries, debated publicly to identify the most appealing policies from place to place, and these should then be implemented before some of the less appealing ones get implemented by default.

#21 But in all honesty I think Vera’s vision for the future will likely hold more sway than mine. There’ll be lots of people ‘defending their culture’, lots of sacrifices by the many for the ‘good of the nation’ whose benefits will curiously accrue mainly to the few, lots more death and misery in the borderlands, lots more political polarization and lots more gated communities at various geographic levels that may become as oppressive to the people within them as without. I think a great deal of this is avoidable, and a great deal of it will stem from essentially self-fulfilling prophecies about the need for ‘effective boundaries’ against threats from without. So I plan to do what I can from my armchair, from my keyboard, from my farm, from my politics and from my humanity to work towards different outcomes. Sadly, I fear that probably won’t be anything like enough.

Notes

  1. R. Netting. 1993. Smallholders, Householders. Stanford UP, p.158.
  2. T. Miller. 2017. Storming the Wall: Climate Change, Migration and Homeland Security. City Lights.
  3. K. Kassabova. 2018. Border: A Journey to the Edge of Europe. Granta.
  4. M. Lipton. 2009. Land Reform in Developing Countries: Property Rights and Property Wrongs. Routledge.

China’s urban villages – an interview with David Bandurski

My nose is well and truly to the grindstone with book writing at the moment, so unfortunately I’m not finding much time for blogging. But here as promised is the interview I did with David Bandurski, author of Dragons in Diamond Village: Tales of Resistance from Urbanizing China (Melville House, 2016) on which my previous post was based. I reproduce the interview below without further comment – it raises some interesting issues and further questions, I think, which hopefully I can develop in the future. Meanwhile, I’d thoroughly recommend David’s book. My thanks to David for finding the time to respond to my questions.

Next up will be the post I promised on migration and property rights – but I fear it’ll be a while a-coming while the book-writing is burning my fingers. Adios.

oOo

CS: There’s a standard historical narrative of economic development with which we’re familiar in the west, essentially of peasant farmers quitting agriculture for industrial wage labour in the city and thereby building all-round prosperity. The same narrative is often applied to contemporary China – depeasantisation, urbanisation, rising prosperity – but your book suggests the underlying reality is more complex. Could you say a little about how much you think events in China conform to or belie the standard urbanisation narrative?

DB: In the standard urbanization narrative as you’ve just described it, the role of the human being is central. But one of the distinguishing features of what has been called “urbanization” in a Chinese context is that the role of the human being is minimized against the backdrop of a larger-than-life vision of the urban. A kind of urban mythology of the city as a place of dynamism and ultimately prosperity. You can see this readily in the propaganda around the city, which emphasizes the modern fabric of the city—the skyscrapers, the monuments, the high-speed rail.

At one point in the book, I talk about how on one trip to countryside in Henan I saw how the mosaic scenes outside rural homes had been changed from scenes of nature to scenes of the megacity dominated by an expressway in diminishing perspective running through the center, luxury cars whishing past montages of architecture from Shanghai and Beijing. The caption was always: “Road to Prosperity.” But there were never people in those scenes, any more than in the government’s urban propaganda.

Even this urbanization has brought prosperity for much of China’s urban population. Yes, they have found industrial jobs in the city, and they have grown wealthier. But in an important sense, tens of millions of these rural migrants have never actually entered and settled in the city. This is because their political identity is as “rural” people, a product of a household registration system that still, to this day, categorizes them on the basis of their home towns, and denies them benefits like education and healthcare in the cities that are their new homes. The people themselves have not urbanized. And this is not just by choice.

CS: Historical studies of rural China have often emphasised the resilience of peasant smallholding in the face of dynastic turmoil – and more recently in the face of the Maoist experiment with collectivism. In your book you describe rural land and people as “the blazing fire in the furnace” of China’s recent ascent – do you see ongoing possibilities for small-scale farming in China’s future, or will it be consumed in that furnace?

DB: The energy unleashed by the rural population is not at all about small-scale farming, in fact. One of the most basic things to understand about China’s so-called rural population is its clear and increasing remoteness from agricultural life. The vast majority are not farmers at all. Even one, two and now even three generations back they are not farmers. They have little or probably in most cases no agricultural knowledge.

But their political status, by virtue of a registration system that ties them to a rural hometown, perpetuates their ruralness. This has real implications in terms of the cost of their industrial labor. Consider that when a labor force is constantly mobile, uprooted, unmoored, it is cheapened. Cities benefit from the labor force, but they don’t need to provide affordable housing for families, or schooling for children. The rural migrants themselves bear these costs, economic and social. Consider, for example, the phenomenon of “left-behind children,” those who stay back in the village to attend school while their parents are off in the city working. The families are broken apart because no way is offered for the children to attend school in the city, at least affordably. There are schools that have opened for migrant children, but these are often unofficial schools in semi-urban areas, very often in urban villages. They are substandard and the parents still must pay.

So when I talk about the “blazing fire in the furnace,” I’m really talking about the way that rural people, and rural land too, have been consumed to advance China’s development.

As for small-scale farming, this is certainly not envisioned as the way forward in China. President Xi recently made a visit to China’s northeast and was pictured in propaganda photos walking through the wheat fields—propaganda very reminiscent of China’s Maoist past. But behind him was a fleet of modern harvesters. So technology and large-scale farming are where China is undoubtedly heading.

CS: Following on from that question, a strong commitment to place, ancestral land and perhaps to farm livelihoods among ordinary people in China emerges from your book, but also the ‘cultural iconography of the home town’ as a convenient fiction supporting the unjust status quo of the household registration system and the ‘Chinese dream’ of party-led economic development. If land rights activism were to successfully wrest more political power and wealth from the state and its clients to the benefit of ordinary people, how do you think things would play out in terms of those various attachments to place and development?

DB: I mentioned earlier that there is very little identification with farming anymore. And when you consider that “rural” people have no such identification going back now two and even three generations, you can see the nature of the problem as fundamentally a political one. I remember one mother in an urban village outside Beijing showing me photos of a trip the family had made to their hometown in Henan. He was a few years old at the time, born in Beijing, and this had been his first trip back. But she said to me: “Just like city kids, he doesn’t know about the countryside.” Something like that. So this idea was deeply engrained in the mother, who herself had been a left-behind child, that her son was somehow not of the city despite the fact that he had known nothing else. They live on the margins, in fact, and even the center of Beijing was a strange and alien place.

I think it is inevitable that the identification with place will fade for children like this. I’m not sure his children will have any deep connection to rural Henan. And many people who have managed to put down roots in cities like Beijing or Shanghai, who have urban registration because they’ve gotten college degrees or bought property, still have connections to rural hometowns, usually more than one. These identities are fluid, in fact. But it is still in the interest of the state to perpetuate the idea of connection to the rural place—primarily because it hasn’t resolved the thorny issue of the registration system.

In my book, though, I am writing a great deal about the sense of identity that the local residents of urban villages in the city have about these places. Their situation is actually very different from that of a lot of rural migrant workers. Unlike the villages in the countryside that have been emptied for much of the year of their populations, these villages have maintained their local populations, and they have in many cases safeguarded their traditions, like the dragon boat races. These are a source of community. And when the very divisive issue of their collective rural land comes into the picture—when, for example, the city government wants to requisition it for commercial development—this sense of community can be a real rallying point for activism.

CS: There are many moving stories in your book of courageous rights activists from different backgrounds coming together and supporting each other. How unified do you consider this movement to be in China across urban/rural, regional and any other relevant dimensions?

DB: I must say I am not very optimistic about the prospects for land rights activism becoming a real political force in China. The situation has even changed dramatically since around 2013. Under Xi Jinping, there is very little space at all for activists to come together. This is exactly what the leadership fear, and it has a lot of tools at its disposal to ensure that isolated movements—within one village, for example—do not achieve scale. It was quite incredible to note around 2011 and 2012 how village land movements across Guangzhou and south China, and even beyond, were linking in various ways, including through social media. You don’t see this in the same way anymore. And this is part of the larger story about the direction China is heading politically.

CS: I found your analysis of the urban villages absolutely fascinating. Two questions on this:

(a) You talk about “a second, deeply rural city” within the urban villages of Guangzhou. Could you say a little more about what you mean by this, and how it manifests?

DB: Yes. I’m talking about the urban villages themselves, which are pockets of rural land—meaning land designated as collective and held by village collectives—in and around China’s cities. In China, while all land technically belongs to the state, there are two types of land ownership: state and collective. State land can be development for urban infrastructure, while collective land is subject to more restrictions. In any case, that’s the simple version.

In many cases, the arable collective land around villages on the outskirts of the city is first expropriated by the city for development, meaning that it is re-zoned, parcel by parcel, as state land and then built up. The original residential area of the village, however, is left alone. And then something fascinating happens. As the village becomes part of this more vibrant urban ecosystem, the local villagers recognize the economic benefit of their position, and they build up their own tenement housing atop their family allotments of collective residential land. So instead of one or two-story family homes, they have four to five-story buildings that they can then rent out to newcomers entering the city. These are generally rural migrant workers. So then the urban village becomes a dynamic space with a kind of double-identity rural population—those local villagers “farming property,” as the above process is called, and very attached to the village community; and those outsiders who find in the city a familiar and affordable rural foothold in the city.

(b) Many of the stories in your book concern the plight of local urban villagers in the face of regeneration, but a casual reader might think that it’s a lesser plight than that of impermanent rural migrants. Do you have any thoughts on this, and more generally on how urban/rural class relations are changing in contemporary China?

DB: This is a really complicated issue, in fact, and is subject to its own mythologies and misunderstandings. Reporting on Xian Village, right in the center of Guangzhou, I would often hear sort of average office workers or taxi drivers disparage the villagers for their selfishness and greediness. The village stood as a near ruin, and eyesore, even though it was home to still to tens of thousands of rural migrants. And people would say: “You know, those villagers are all millionaires.” What they meant was that the land was worth a great deal of money, and much of its land had been requisitioned by the state for what everyone assumed were enormous sums. On top of this, the local urban villagers could draw income from their rental properties. So what were they complaining about? Why were they marching? Why were they causing trouble?

The reality in many cases is that these villages were constantly subjected to predatory actions by the city government, and in many cases city officials and police were working closely with corrupt village leaders. Even if they fared better than the rural migrant workers who were their tenants, these villagers could be cheated out of their shares of land appropriation fees, and if these raised questions about this could be terrorized by local police, officials and hired thugs. In Xian Village, when it came time to demolish the rental properties, the villagers’ primary source of livelihood, there was no transparency whatsoever about this. The villagers were asked to sign contracts that no one in their right mind would sign, subjugating their personal interests to the greater good to the city (which really meant the corrupt village leader and his allies at the city level).

I never understood the need to minimize the suffering of urban villagers by pretending they were sultans in comparison to struggling migrants. But you often heard this. And I think this arises in part from the political stigmatization of self-interest, which is confused with greed. You can see this stigmatization, again, in the very contract the villagers of Xian Village were asked to sign. I talk about that contract in the book.

CS: You mention in your book the importance of rural smallholdings as a hedge against the uncertainty of urban wage labour for rural migrant labourers. I’ve also read of opposition to reform of the household registration system among such labourers for fear that it will break that important link. Do you have any thoughts (1) on the relative quantitative importance of smallholder farming in the contemporary economy, and (2) on sensible reform measures for the household registration system?

DB: Yes, I think many migrant workers do think of hometown land, including housing plots, as a hedge against uncertainty. But this is because their position in the industrialized economy, and in the city, is so precarious by design. This land isn’t a hedge in the real sense that any sustainable income could probably be derived from it, but only in the sense that it might enable subsistence as the most basic level. In the absence of real and substantive reform that can be explained to rural migrants, I think the fear of change will persist. They see a real risk that they could be deprived of their land without being given commensurate protections, like access to healthcare, pensions and such regardless of geography.

As I said earlier, I don’t think smallholder farming is regarded by anyone as having a viable place in the contemporary economy—though I’m certainly not the expert in this area. In 2013, a reform program promised to promote commercially viable larger-scale agriculture, which would mean consolidation of small plots into bigger farms. Reforms would also make the land in the countryside not being used for agriculture more marketable, like land in the city. So it would be easier to develop. There was also talk of ending the registration, or hukou, system. But these things are easier said than done. Implementation will be a long and testy process.

CS: Finally, I found your book a real page-turner despite its potentially dry subject matter, partly because of the stories of individual people that you capture so beautifully. I was wondering if you have any more recent news about any of them – what became of Lu Suigeng, and of rights defenders like Huang Minpeng and He Jieling?

I’m sorry to say that Lu Suigeng, the former village chief of Xian Village, is still whereabouts unknown, and probably enjoying life under an alias of some sort in a sumptuous residence on Australia’s Gold Coast.

Huang Minpeng is still finding meaning and purpose in a kind of buzzing fly existence as a conscientious protester. The last time I saw him, he showed me a small journal he kept of his complaint calls to the city help hotline. It was filled with entry after entry, all roughly the same, chronicling the phone calls he made on a daily basis to lodge official complaints over his own land case, and over other cases in which he came involved. He told me he understood that the process was fruitless, but that he could drive the authorities to distraction, forcing them constantly to log his complaints, and to issue responses. With all the obsessiveness of a field researcher, he saw it as a kind of documentation of the futility and callousness of the system.

Of cages and hedges

Comments are back on after my return from a brief and computer-less sojourn in the Scottish Highlands. Computer-less, but TV-enabled (the opposite to my usual life on the farm), enabling me to watch endless programs about homesteading in Alaska and, when the mood took me, to keep up with the UK’s fast-developing, eminently predictable and wholly avoidable constitutional crisis over Brexit.

For those with better things to do than following the machinations in Westminster, here’s a quick summary of how Conservative MPs have recently voted.

  • No confidence in Theresa May’s leadership of the party: 117 out of 317
  • No confidence in Theresa May’s Brexit deal with the EU: 118 out of 317
  • Confidence in Theresa May’s government: 317 out of 317

No, me neither. Meanwhile, Small Farm Future has been engaging in arcane voting procedures of its own in relation to the heated issue of which topic to post on next. And the winner (by a crushing margin) is…the unexpurgated version my article ‘Of cages and hedges’ which has recently appeared in The Land Magazine (Issue 24, pp.56-7, since you asked).

After this post, I’ll post my interview with David Bandurski – author of the book Dragons in Diamond Village, on which my article in The Land was based. Then there’ll be radio silence for a while so I can focus on writing my own book. After that I’ll write a post on property, immigration and boundaries. And that’s a promise.

But first, here’s ‘Of Cages and Hedges’:

oOo

The lessons of China’s tumultuous history demand attention from those of us who advocate for more localized, land-based economies as part of the solution to global problems. The only civilization to survive more-or-less intact from antiquity to the present, much of its history was characterized by a relatively stable compact between a property-owning peasantry and an imperial bureaucracy the envy of peasants in other lands[i]. Nineteenth- and twentieth-century ‘modernisation’ sharpened the conflict between social classes, culminating in Mao’s communist revolution and its enforced ‘iron rice bowl’ of rigidly-policed peasant equality and sufficiency. According to political scientist Lynn White, the disasters of Maoist economic policy and political intriguing in the 1950s and 60s created substantial local autonomy – and, more than the top-down reforms of the post-Mao regime, this autonomy fostered a peasant-led, bottom-up economic dynamism that laid the foundations for China’s emergence in recent years as a major global capitalist power[ii].

Land-workers and food sovereignty activists won’t need much convincing that, given the chance, peasants and rural people can create abundant and thriving local economies. But other aspects of China’s rise are more troubling to that narrative. Chen Yun famously described China’s post-Mao economy as a ‘birdcage’, in which the free-flying and prosperity-generating bird of capitalism was kept to its proper bounds by a socialist cage. But the reality is that in modern China the bird has long since flown the cage. This comes as no surprise to Marxists, who’ve always suspected that peasants are really just capitalists or landless wage-workers in disguise. But for agrarian thinkers who want to retain a notion of thriving but stable, non-capitalist rural economies, we somehow need to come up with a better cage.

Another troubling issue is revealed by a look at global farming statistics. Worldwide since 1990, there’s been a decline of 240 million people reported as employed in farming. But looking country-by-country, there’s been an outflow of 448 million people from farming – the majority (311 million) from China, where the proportion of people working in agriculture has declined from 55% in 1991 to 18% in 2017. That implies that there’s been an increase in farm employment elsewhere, and indeed there are 84 countries with a net increase in the number of people in farming totalling 208 million people. The majority of these (161 million) are in sub-Saharan Africa, partly reflecting the strong population growth in that region but also reflecting its poverty[iii]. It’s hard to preach an enticing vision for the peasant way when the majority of people entering it are the poorest on earth, and the majority of people exiting it live in a country that’s hurtling along a capitalist path of self-enrichment.

But a closer look at that capitalist path reveals a more complex story of ‘enrichment’, albeit one that’s familiar in its main details from capitalist paths of enrichment in other times and places. After the rural dynamism mentioned above got the ball rolling, China’s rise as a global economic power was based on export manufacturing industries built on the back of cheap migrant labour from the countryside to urbanizing-industrializing areas. One reason for its cheapness has been China’s household registration system, whereby rural migrants remain classified by their places of origin and are denied access to the superior health, educational, social and fiscal services available to city residents, thereby personally bearing much of the social costs of the industrialization founded in their labour[iv].

More recently, as with other maturing capitalist powers, there’s been a significant shift in Chinese wealth-creation out of industrialization and into financialization – particularly in relation to urban real estate. David Bandurski’s fine book Dragons in Diamond Village traces how this works, mostly via the engaging stories of individual people fighting the corrupt web of city officials, party leaders, village heads and police officers[v]. A distinctive feature of this in urbanizing China that Bandurski analyses in detail is the violent pressure that falls on collectively-held village land as it’s swallowed up by urbanization. These ‘urban villages’ have typically become crowded residential city neighbourhoods housing poor rural migrant labourers – slums in other words – with the original villagers acting as petty landlords under predatory pressure to relinquish their rights to village land and even to their own houses for the purposes of property development or gentrification, with the proceeds pocketed higher up the political food chain.

The plight of the urban villagers may seem a lesser one than that of the rural migrant labour force, and indeed in an interview with me David Bandurski explained that other urban-dwellers were often dismissive of their resistance to state enclosure, assuming that they were doing nicely out of their property rights. But he emphasized the predatory power of the state forces ranged against them, adding “I never understood the need to minimize the suffering of urban villagers by pretending they were sultans in comparison to struggling migrants. But you often heard this. And I think this arises in part from the political stigmatization of self-interest, which is confused with greed.”[vi]

This self-interest/greed nexus is an interesting feature that emerges from the analysis of Chinese capitalism by Bandurski and others. Capitalist development in the west has drawn on powerful but largely fallacious theories that individual self-interest, or even greed, fosters collective wellbeing, stretching right back to Adam Smith’s discussion of the invisible hand of the market in his Wealth of Nations published in 1776. Western capitalist mythology still celebrates the ideology of the little guy, the individual entrepreneur with the great idea, despite the dominance of the actual economy by vast corporate-monopoly enterprises. Bandurski writes contrastingly of China:

“one of the distinguishing features of what has been called “urbanization” in a Chinese context is that the role of the human being is minimized against the backdrop of a larger-than-life vision of the urban. A kind of urban mythology of the city as a place of dynamism and ultimately prosperity. You can see this readily in the propaganda around the city, which emphasizes the modern fabric of the city—the skyscrapers, the monuments, the high-speed rail…on one trip to countryside in Henan I saw how the mosaic scenes outside rural homes had been changed from scenes of nature to scenes of the megacity dominated by an expressway in diminishing perspective running through the center, luxury cars whishing past montages of architecture from Shanghai and Beijing. The caption was always: “Road to Prosperity.” But there were never people in those scenes, any more than in the government’s urban propaganda.”[vii]

Who knows how this will all turn out – but if economist Minqi Li’s analysis is correct, the probable answer is not well. At present, the combination of rising if poorly distributed incomes and the growing authoritarianism of the Xi Jinping regime is keeping the lid on social unrest in China. Bandurski pronounces himself “not very optimistic about the prospects for land rights activism becoming a real political force in China”. Longer-term, though, Li argues that at some point this century China’s dependence on fast economic growth through the terms of trade with its export partners along with its dependence on a prodigious fossil-energy use that’s neither economically nor ecologically sustainable will prompt a major crisis – political, economic and environmental – that will reverberate across China and the rest of the world and probably destroy much of what many people now take for granted about the modern world system[viii].

For westerners like me who’ve grown up in the alternative farming movement, it’s the older pre-revolutionary China that’s loomed largest in our thinking. Books like F.H. King’s Farmers of Forty Centuries emphasized the long-term sustainability of China’s labour-intensive, horticultural civilization, influencing western ecological movements like permaculture[ix]. In permaculture circles I’ve heard the adage repeated more than once that “the Chinese have forgotten more about gardening than the rest of the world ever knew”. But sadly it seems that their forgetting may now have matched our ignorance. In David Bandurski’s uncompromising words:

“One of the most basic things to understand about China’s so-called rural population is its clear and increasing remoteness from agricultural life. The vast majority are not farmers at all. Even one, two and now even three generations back they are not farmers. They have little or probably in most cases no agricultural knowledge.”[x]

It’s hard to derive an optimistic message from the familiar stories here of hard-won agricultural knowledge easily lost, enrichment by enclosure, economic maldistribution, short-term money-making at the cost of long-term crisis, and the elusiveness of a gilded rather than an iron cage to contain the spirits of the market. But China still has more people in farming than most industrialized countries, and a history of wrenching social transformation that may yet surprise the world again. David Bandurski mentions that many among China’s rural-industrial workforce still consider the family smallholding as a hedge against economic insecurity, while adding that, “This land isn’t a hedge in the real sense that any sustainable income could probably be derived from it, but only in the sense that it might enable subsistence at the most basic level.”[xi] The challenge as I see it is that the world at large urgently needs to improve its hedges – which may not sound like the right conclusion in view of what we know about the enclosure of the commons, though personally I’m convinced that well-hedged (in every sense) private smallholdings of the kind pioneered long ago in China can still offer one of the more persuasive roadmaps out of the present morass.

 

[i] Eric Wolf. 1969. Peasant Wars of the Twentieth Century. Harper & Row.

[ii] Lynn White. 2018. Rural Roots of Reform Before China’s Conservative Change. Routledge.

[iii] Figures in this paragraph calculated from World Development Indicators: http://databank.worldbank.org/data/reports.aspx?source=world-development-indicators

[iv] Hsiao-Hung Pai. 2013. Scattered Sand: The Story of China’s Rural Migrants. Verso.

[v] David Bandurski. 2016. Dragons in Diamond Village: Tales of Resistance from Urbanizing China. Melville House.

[vi] David Bandurski, personal communication.

[vii] Ibid.

[viii] Minqi Li. 2016. China and the 21st Century Crisis. Pluto.

[ix] F.H. King. 1911. Farmers of Forty Centuries: Permanent Agriculture in China, Korea and Japan. Rodale.

[x] Bandurski, personal communication.

[xi] Ibid.

New chapters

Happy new year to you from Small Farm Future – and thanks for the seasonal wishes from various folks on here just prior to the holidays.

My new year’s resolutions for 2019 are … writing, writing, writing. But, regrettably, not so much on this site, I fear. I have an autumn deadline for my book manuscript which already feels looming in view of the work yet undone for it, so I think for the time being new blog posts here at SFF are going to be few and far between.

Happily, various commenters have been keeping the site ticking over in my absence over the holidays with interesting interventions on the matter of John Michael Greer’s erratic course through the firmament of right-wing populism and also on the matter of comparative health care systems. I’d like to comment, but I’m a bit late to the party and…well…y’know…priorities and all. Actually, I started my career as a health policy analyst, and feel lucky that I eventually escaped from it into the more engaging field of agriculture. Still, I agree that health and health care issues are important. There’s even a section on it that I plan to write in my book. When I get around to it… Guess all I’d say right now is that in a private-funded system it’s worth distinguishing between people who actively don’t want to take out health insurance, and those who’d like to but feel they can’t afford it and so, on the balance of the risks, don’t. When I looked at this many years ago, it seemed clear that in the USA the second group was a lot bigger than the first. I suspect it still is.

Despite the impending hiatus, I have a sliver of good news for anyone thirsting for a bit more Small Farm Future to see them through the next few wintry months. Issue number 24 of the incomparable The Land magazine has just hit the news-stands, including an article from yours truly that I’ll reproduce in fully-restored and unexpurgated form here shortly. The article was based around an interview I conducted with David Bandurski, author of the fascinating book Dragons in Diamond Village: Tales of Resistance from Urbanizing China so I’ll also publish that interview in full on here soon.

Arguably, that means that I’m already reneging on my promise to Vera at the end of last year to address in my next post this criticism of me that she made: “One issue you’ve ducked time and again is this: does your locked front door offend your libertarian spirit? Do local laws that prevent squatters taking over your farm offend it as well? And if it happens not to be offended then, then why is it offended by equally firm boundaries of larger units humans organize?”

Now, I don’t feel that I’ve ducked this issue at all, and in fact I think I made my position on it pretty clear in the very post to which Vera’s comment was appended. However, I find the blunt clarity of the way Vera frames these questions useful – not least because I think one of the main ways in which the crises of our epoch are going to manifest in the coming years is the contest between what might broadly be termed civic and nationalist responses to global migration. And also because it homes in on the question of property, which is critical. So let me rephrase my promise:

“I promise I’ll address these points in my first post of 2019 that involves entirely new writing”.

It’s just that I’m not yet sure when that will be.

There’s plenty of other things I’d like to write about, not least after returning fresh from another great Oxford Real Farming Conference with my head full of ideas. But I don’t want to break a new year’s resolution as well as a promise all in one post. So that’s it for now.

Population wrapped up: a response to Jane O’Sullivan

And so we come to Small Farm Future’s final blog post of 2018. Time for some seasonal goodwill and an offer of peace to all? Nah, time to settle old scores – in this case my debate with Jane O’Sullivan about population and poverty that’s been rumbling along on this site over the latter part of the year. I was advised by one commenter to let the debate lie, which is probably wise, but this commentary from Dr O’Sullivan has been sitting unanswered for a while and I think a response is in order – if for no other reason than the underlying issues are of wider interest. But let me not neglect the seasonal spirit altogether. I’d like to have devoted more time to this issue, and perhaps to have reflected further on population issues more generally but with this fairly brief response only to a few of Dr O’Sullivan’s specific points I propose to wrap things up on the population front from the Small Farm Future end.

So in what follows, I’m going to highlight some of Dr O’Sullivan’s contentions from the comment linked above (her comments in italics and quotation marks), and then respond briefly to them.

  1. “Population growth in agrarian communities is a driver of impoverishment”

It’s hard to disagree that that’s sometimes so. But it’s worth noting that it’s a very different, and much milder claim, than Dr O’Sullivan’s earlier one that “population growth is the main driver of impoverishment in high-fertility countries”. Where we would probably continue to disagree is the extent to which population growth is an exogenous driver of poverty.

  1. “You [ie. Chris] say “why, when it comes to discussing pressure on agricultural land in Africa, does [lowering fertility] always figure so insistently in the discussion”. For anyone with much exposure to the literature on food security, I think it would be very hard to claim that. It very rarely features at all.”

…which is surely an implicit admission on Dr O’Sullivan’s part that her position is out of kilter with the consensus of expert scholarship, despite her failure to acknowledge clearly that other scholars take a different view. Of course, sometimes the lonely voice in the wilderness turns out to be ahead of the curve. But not usually. For my part, I wasn’t referring to the scholarly literature on food security so much as lay discussions in the media and the blogosphere, where “population” is widely invoked to explain poverty and environmental pressures, largely as an alternative to any political engagement with issues of structural inequality and rich country environmental impacts – issues that are also conspicuously missing from Dr O’Sullivan’s analyses.

  1. “migration….solves nothing at the source, while transferring the problem elsewhere.”

This is often true, but not invariably so.

  1. “When I looked into it, I was quite stunned how consistent the data are, relating the extent to which fertility had fallen, and the rate at which per capita incomes were growing. The evidence was very strong, that it was not economic advance that drove fertility down, but that lower population growth enabled economic advance.”

And yet all the evidence Dr O’Sullivan cites seems to be based on aggregate and cross-sectional data, which is inherently suspect methodologically and can never constitute ‘very strong’ evidence for anything. At best one could claim that it’s ‘slightly suggestive’ and then seek proper corroboration with longitudinal microdata. Case unproven. And plenty of alternative interpretations.

  1. “But if you can show that your claim, that outflows of capital better explain the pace of development or lack of it, I’d be very interested to see that data. Until then, I stand by my claim, that population growth is the major underlying driver of impoverishment in high-fertility countries.”

Ah, we’re back to the strong claim, with all its politically dubious and victim-blaming implications. I think here it’s a case of “No, you first”. It’s not me who wishes to argue that population growth is the main driver of impoverishment, and I don’t consider the onus is on me to disprove it – a responsible scholar would be aware of how politically explosive this claim is, and be sure to have eliminated all other possible explanations before emphasizing population growth as a dominant (and exogenous) factor. Jason Hickel (The Divide, 2017: p.227) presents data, for example, showing that in most years after 2000 the net resource transfers out of Africa were in excess of US$30 billion, and in some years in excess of US$120 billion1 (much greater than pre-2000 transfers, to offer an alternative post hoc explanation to Dr O’Sullivan’s FP program decline thesis). And that’s only a small part of the larger political-economic story. I think a scholar who expects their claim that population growth is the main driver of poverty in sub-Saharan Africa to be taken seriously ought to have a better answer on matters of political economy than this evasiveness.

  1. “adding more people into the job market when it is already oversupplied with labour reduces everyone’s prospects – the children from large families and small families alike. Smaller families will have a greater chance of giving their children a relative advantage, such as through education or inheritance, but they would be even better off if all families were small.”

I’d agree with the first sentence (other things being equal), but not the second sentence – there’s quite a lot of evidence in the development literature that larger family size can be a rational anti-poverty strategy for families. But as Dr O’Sullivan hints at here, it’s kind of a prisoner’s dilemma situation in which it would be beneficial if everyone reduced their fertility but not in anyone’s individual interests to do so. So, in relation to the earlier debate, while it’s certainly a good idea to try to help reduce unwanted pregnancies, there’s a structural problem here that goes beyond individualist solutions. By the way, this ‘fertility trap’ is just one of sixteen poverty traps identified by global poverty expert Stephen Smith in his 2005 book Ending Global Poverty. Smith doesn’t presume to rank these sixteen traps or argue that high fertility is the most important. In fact, directly contrary to Dr O’Sullivan, Smith argues that high fertility is not the underlying cause of poverty but a result of it.

  1. “You [ie. Chris] say “I suggested that another possible explanation was artefactual – essentially, it’s easier to reduce fertility when people are having a lot of children than it is when fertility approaches two or less children.” The evidence for the role of family planning programs is much more nuanced than the counter-argument you provide. The UN’s model for projecting the “medium fertility” path is essentially based on the average relationship between level of fertility and its rate of decline, across all countries over the past half-century. So the fact that the decline slows down at lower fertility rates is built into that. But the UN’s model failed to anticipate this slowdown. What we saw was several countries in mid-transition, with fertility rates between 4 and 2.2, stopping or reversing the decline. Even where a slow decline continued, it was often more attributable to urbanisation (symptomatic of rural overpopulation, rather than urban opportunity), with rural areas showing a stall or rebound. As I argued, your regional aggregations included countries that used family planning programs effectively and those that didn’t. Those that didn’t obviously didn’t experience the slowdown as a result of slackening those efforts. So it’s highly unsurprising that the highest-fertility countries are showing more fertility decline recently. They have been the focus of the efforts that international agencies put toward family planning. But these programs are not as effective as the earlier national voluntary programs, because they focus mainly on access to contraception, not on motivating people to have small families.”

Most of this strikes me as obfuscation. Dr O’Sullivan argued that the fertility decline has tailed off recently, and I showed that most of this tailing off has been in low, not high, fertility countries. The UN’s modelling is irrelevant to our point of contention, and without getting too much into the details of transition and urbanization I’m not persuaded that Dr O’Sullivan provides any evidence here to refute an artefactual explanation or to support the effect of FP programs. There seems to be some slippage from the model of reality to the reality of the model going on here. As I’ve said before, what’s needed to start clarifying this issue is a clear specification of which countries or places have had effective family planning programs and which ones haven’t. In the meantime, I’m not seeing anything in Dr O’Sullivan’s words that refutes an artefactual explanation as a plausible generalized fit to the data.

  1. I emphasised local environmental impacts, because that is overwhelmingly what affects both poor people and biodiversity to date. The constant brush-off of such impacts in favour of a myopic focus on climate change is not serving their interests.”

I’d agree that local environmental impacts are important and that poor people can sometimes have negative local impacts disproportionate to their numbers (while continuing to insist that it’s not their numbers that are causing their poverty). I don’t agree that local environmental impacts are overwhelmingly what affects poor people and biodiversity. Nor do I agree that a focus on climate change is ‘myopic’ or does not serve the interests of the poor. Indeed, I’d argue that not to focus on climate change right now is a worse ‘myopia’ both from the perspective of the poor and everyone else.

  1. minimising further population growth could make a very big difference to climate change outcomes, particularly though its impact on land use change. To say this is not to diminish the role of transitioning developed country systems and behaviours. All approaches work in synergy.”

Agreed – depending on what Dr O’Sullivan means by ‘minimising’ – but it’s good to be clear about relative impacts. Suppose, just as an example, that the thirty richest countries in the world reduced their emissions from fossil fuel combustion and land use change associated with their global agricultural footprint to the same level as that of the thirty poorest. I’m presuming we could all agree that this would make an even bigger difference to climate change outcomes over the next century than if the thirty poorest countries reduced their fertility to the same level as the thirty richest?

  1. It is a false, “straw man” argument, that helping poor people to stem impoverishment and build resilience against climate change by reducing population growth is somehow a rouse (sic) to distract from developed country behaviours. This is nonsense that is very damaging for the world’s poor, particularly women and girls, who are being denied the services they need and the opportunities they can only have when they can control their own childbearing.”

Agreed – and I don’t think I’ve made that argument. Though the common argument that the main problem we face in the world is overpopulation does tend to distract from developed country behaviours.

  1. So, on your discussion point: “Reducing fertility in high-fertility countries is not an especially important priority for tackling climate change” I would say that it is so ill-defined to be of no substantive value….What do you mean by “especially”, “important” and “priority”?

I think it’s worth asking this question: “What one single action would do most to reduce the impact of climate change?” And for me the answer unquestionably is to stop burning fossil fuels. If managed appropriately this would probably also do a lot for reducing poverty, and fertility. In practice of course one can take more than one single action, so I’d be supportive of efforts to reduce population growth – but not in the absence of efforts to reduce fossil fuel use, which quite frankly are minimal in global terms currently. I accept that it’s hard to define or quantify what one means by ‘especially important priority’, though Dr O’Sullivan uses much the same vague language in her own writing – but what stands out for me from her writing is a (qualitative) sense that she places a high priority on reducing population in poor countries, a high priority on maintaining wealth in rich countries, and a low priority on what she calls the “myopic focus on climate change”. By any plausible definition of “priority” I’d say that in my view those are the wrong ones.

oOo

And that’s it from me for 2018. Thanks to everyone who’s read and commented on this blog – not least Dr O’Sullivan. I’ll be back at some point in 2019 with more nuggets from the Small Farm Future goldmine. But probably not for a little while – I’m supposed to be writing a book, darn it.

Happy holidays.

Beyond borders

My stance on international migration has probably earned me more criticism in recent times than just about anything else. At one extreme, I was taken to task by a commentator on here a couple of years ago for not endorsing the ‘obvious’ point that Britain should deport people on a ‘last in, first out’ basis until the population more closely approximated a plausible long-term carrying capacity. At the other extreme, when I said in a talk I gave recently that international migration was ‘an issue’, I was taken to task by an audience member for implicitly accepting the framing of immigration by the political right – so in this view, immigration is only ‘an issue’ if one chooses to define it as such. And at the middle extreme, I was also taken to task here recently in the context of my criticisms of Jane O’Sullivan’s dubious take on population, poverty and immigration for failing to offer policy proposals for limiting immigration that matched O’Sullivan’s ‘pragmatism’ (not the word I’d choose…)

International migration, then, is controversial every which way you choose to look at it. So let me take a deep breath and try to define a pragmatism of my own around the issue (or the ‘issue’, if you prefer). Pressure of other work has prevented me from working this up quite as fully as I’d like – please accept my apologies.

My starting position is that I don’t particularly welcome large-scale global migration as a good thing in itself. I welcome small-scale migration, because a little bit of churn, some cross-fertilization of people’s minds (and bodies) strikes me as a good tonic for humanity. And I dislike guards, high wire fences, passports, visas and all the paraphernalia of border control – partly because it offends the libertarian part of my soul that thinks people should be able to go more or less where they please, partly because these border control dynamics are the sharp end of what Kapka Kassabova calls “the countless ways in which nationalism doesn’t work” in her superb evocation of the Balkan borderlands (once geared to containing people within Eastern Europe, now geared to keeping people out of it)1, and partly because I find the misery inflicted around borders unconscionable at a simple human level . But ultimately I don’t regard large-scale human movement as an especially positive thing in itself. I’d prefer to see a world where almost everyone can choose to go where they please, and where most people choose to stay more or less where they’re from. So I’d endorse what Jahi Chappell called in a comment on this site ‘the human right not to have to migrate’. Why shouldn’t every place where anyone comes from be, for them, the best place in the world to be?

But meanwhile in the real world about 257 million people globally live in a country other than the one of their birth. Does that constitute ‘large-scale’ migration? Well, at about 3% of the entire global population it’s not as large as some folks would have you believe, but it’s still a lot of people – and of course the distribution of these migrants globally isn’t uniform. At around 50 million, the USA has the largest number of international migrants by a distance. My country, the UK, comes in sixth with about 9 million. Contrast that with, say, Vietnam – a mere 76,000 migrants, or 0.1% of its population. The graph below shows international migrants as a percentage of the total population for the world’s countries ranked by GDP per capita from lowest GDP at the left of the x-axis to highest GDP at the right.

% International migrants by country ranked by GDP per capita

Source: World Development Indicators and UN International Migration Report3

The graph shows pretty clearly that migrants tend to go to the economically wealthy countries. Here’s where the politics kicks in. If you think that the wealthy countries

(a) have pulled themselves up by their own bootstraps

(b) suffer economically as a result of international in-migration

(c) have something called an ‘indigenous population’ which is unproblematically identifiable and bears superior civic rights over migrants

then chances are you’ll not be keen on international migration. But if, like me, you think that the wealth of the rich countries is bought to a considerable extent through the poverty of the poorer ones, or that the crises of war, famine and militarized global resource extraction that impel migration are compounded by global power politics dominated by the rich countries, then the case for migration from poor to rich countries is harder to gainsay, regardless of its other implications. Perhaps I’d add in passing that those of us who try to make the case for small-scale farming are inured to the counter-arguments that ‘nobody wants to farm any more’ and that peasants have ‘voted with their feet’ by moving from the impoverished countryside to the more remunerative cities. Neither of these assertions are entirely true, but it’s funny how this ‘voting with their feet’ line of argument seems to dry up at the border, when those people who were extolled for ‘voting with their feet’ in their search for a better life in the richer city are suddenly demonized when they ‘vote with their feet’ by seeking a better life in a richer country.

Anyway, my preferred political solution to the ‘issue’ of international migration would start through rigorous control of global capital flows, so that the ability of capital to create value is largely restricted to where it’s generated. This would incentivize capital to serve the creation of sustainable local livelihoods, and remove at a stroke a large part of the incentives for migration from poor to rich countries, because the difference between them would narrow – which is not, of course, the outcome that those wanting to sustain ‘our’ quality of life in the rich countries seek, but it’s the more ethical outcome, and ultimately the more sustainable one.

But it’s not going to happen, is it? There’s no internationalism in the politics of the rich countries, no political force impelling us to limit our depredations on other countries, on the biosphere and ultimately on ourselves except self-serving fantasies that the poor countries will be able to ‘develop’ in the future just as the rich ones did in the past (but more sustainably). Until there is, I’d express my views on international migration at a human level in this blessing to those on the lowest rung of the migrant ladder, the undocumented: may you be invisible to every border guard, slip through every obstacle placed in your way, find a safe, warm berth in every truck or ship you try to stow away in, reach the place that you seek and achieve the life you dream of.

But, human empathy aside, I spy some wider political possibilities in emerging patterns of global migration. Let me broach them with reference to the conservative political and legal theorist Carl Schmitt (1888-1985), who I mentioned briefly in a recent post. Schmitt permanently disgraced himself by allying with the Nazis but has nevertheless remained influential among thinkers of various political stripes. Famously, he defined the political as the realm of pure sovereign decision (the law doesn’t define or circumscribe the sovereign – the sovereign defines the law) which is articulated against an enemy and around a political community of friendship.

A vast amount of political energy has been expended around the world in the past couple of centuries in trying to make the physical borders of any number of sovereign states coterminous with a concept of ‘the nation’ as an organic community of friendship. This nationalist invention of the nation has been enormously successful, but as per Kassabova mentioned above, it can never completely succeed – the binary of the border always masks ambivalences. For his part, Schmitt didn’t claim an inherent equivalence between his concept of ‘friendship’ and national identity. So let me offer you a narrative of how global migration might play out in the future through a Schmittian lens.

Take, for example, the migrant caravan that’s been so exercising President Trump, which has been impelled among other things by the effects of climate change in Central America. At present, the USA will find it easy to repulse the migrants from its borders and to demonize them as undesirables. But there will be more caravans in the future – in the USA, in Europe, in anywhere offering an obvious portal away from danger and poverty and towards the possibility of greater wellbeing.

Chances are, some of these future caravans will be better armed than present ones, and will come with a well-developed theory about the sources of their troubles which is likely to make them mightily pissed off with the rich countries they’re trying to enter. They will bring their own sovereignty with them, they will not be impressed by immigration control policies and it is not foreordained that they will lose all their skirmishes at the border. Over the next thirty years, 140 million people may be forced to migrate as a result of climate change, and many millions more may decide to ‘vote with their feet’ in search of a better life no matter that rich westerners dismiss them as mere ‘economic migrants’.

So it seems likely that those who want to keep migrants out of the wealthy countries are going to have their hands full in the years to come trying to stop the dam from bursting. Currently, this brigade has powerful political friends in the form of wealthy, faux-populist politicians like Donald Trump and Britain’s merry band of Tory Brexiteers for whom immigrants are a convenient scapegoat for the spiraling inequalities of their own economic policies. They’re happy to ramp up the rhetoric of the national community of ‘friends’ on this side of the border holding the line against the ‘enemies’ pressing in from the other. If they’re smart, they’ll back this up with redistributive policies that put some money where their mouths are and provide tangible support for the ‘hard-working families’ that they seek to co-opt into this discourse of nationalist ‘friendship’. This may buy them some time, but it’ll be difficult to do because global capital demands its returns, and economic power is ebbing from them. If they don’t redress inequality, I suspect the fiction of national friendship will unravel. As the contradictions multiply, the rhetoric will no doubt amplify into increasingly militaristic, grievance-laden and ultra-nationalist doctrines about a people’s destiny and the enemies of the nation, including ‘enemies within’ who aren’t signed up to the program. Well, nationalism fools a lot of people, but following Lincoln’s “you can’t fool all of the people all of the time” dictum, I’d like to think that this ultra-nationalism – whose harbingers we’ve already seen in outline from the likes of Trump and the Brexiteers – may not sway enough of the people, and will in any case offer such an unattractive vision of social life that the ‘friends’ within may start to wonder if they wouldn’t be better off jumping ship in favor of the ‘enemy’ barbarians at the gate, who they may have more in common with.

All of this will probably be compounded by political change in the countries of the ‘semi-periphery’, especially ones on the doorstep of the core countries, like Mexico and Turkey. Currently, these semi-peripheral countries have a stake in cosying up to the core as a way of improving their own economic status, but in the world to come the current pretense that ‘developing’ countries can become ‘developed’ will be exhausted. Who knows what turbulent politics and desperate allegiances may arise in these Manichean circumstances? What seems clear is that Jane O’Sullivan’s view that keeping migrants out of rich countries like Australia in order to preserve ‘our’ quality of life may not be a wise long-term bet. If you follow her line, throw in your lot with the nationalists, and then find yourself on the wrong side of the ensuing (literal or figurative) war then a Schmittian fate might await you – you have become the enemy of the new sovereign power. Of course, you may find yourself with the nationalists on the winning side, which is fine for you if you can bear to live in the country they’ll create and don’t overly care about those outside your tent. Either way, there’s no hiding place and no second guessing the outcome. And the stakes are bigger than sustaining ‘our’ quality of life, both personally and collectively. So I won’t enter the lists of the debate as to whether international migration is a net positive or negative under current economic realities, because I think it’s irrelevant to the socioeconomic realities that will soon be upon us, and it’s sure as hell irrelevant to the migrants.

Over the longer pulse of human history it seems clear to me that we need to create societies more strongly grounded in sustainable local economic potentialities, with less liquid capital held as a bet against the future. One way this might occur is with the kind of anti-nationalist alliances with incoming migrants I mentioned above, where established local populations make ‘friends’ with incoming migrants against the ‘enemy’ of extractive elite state actors who are giving little back – probably in circumstances like the ‘supersedure state’ that I’ve discussed elsewhere, where the provision of state services is in retreat and people are making politics up as they go along using political traditions like civic republicanism, the more so under the impress of new arrivals who further scramble existing property relations and help build the impetus for local self-reliance. Am I being naïve? Of course I am – in many places, this kind of situation will be a recipe for naked conflict, and the chances that capitalist meltdown alongside an uptick in migrant flows won’t lead to bloodshed anywhere seem minimal. That remains true whatever immigration policies rich countries now enact. But, as historically with Kassabova’s Balkan borderlands, the periodic reassembly of peoples and political economies does sometimes occur and create new political constellations. These are the moments when Schmitt’s realm of sovereignty goes soft and malleable – a time to forge new friendships and sever ties with old state actors whose friendly mask has slipped.

In these circumstances, people who find ways of sharing the possibilities and the skills for creating local livelihoods will bring more to the table than people who want to defend their local culture against incomers (culture is inherently fluid in any case – once you feel the need to ‘defend’ it, you’ve almost certainly lost the battle, or are hiding an economic agenda that has little to do with ‘culture’ as such). This is why in relation to recent discussions of Norman Tebbit’s ‘cricket test’ I’d frame the responsibility of migrants not in terms of some ineffable cultural criteria or oath of loyalty but a more republican sensibility, laid out by Iseult Honohan, of “a declared and evident intention to remain living in the country. Immigrants should make the attempt to adapt to their adopted country, not so much because they are ‘last in’, but because they need to make their future together with other citizens, rather than just coexist with them”2.

In the kind of world I’m describing, the way to make a future together will be to build a resilient economy together – to grow food and fiber, to make shelter, to build institutions. This will involve common material practice – an easier basis to make common cause with others than some reified notion of one’s ‘culture’. And this also must be the answer to the objection that immigrants will create too much pressure on local resources. In most places, labor is still the key resource that brings forth the capacity to provide for ourselves.

Presently, ‘centrist heavyweights’ among politicians seem to be falling over themselves to endorse the anti-immigrant line of the right-populists in order to regain influence, since they lack any political analysis of the global forces behind inequality and migration. Much the same goes for those thinkers and writers who lack a political analysis of the global forces behind poverty, population growth and international migration. I think these positionings will be blown away by the more radical political dynamics that are impending. Perhaps it says something when the best centrist soundbite comes from Emmanuel Macron: “Nationalism is inherently treasonous. In saying ‘our interests first, and forget the others’, we lose the most important part of the nation: its moral values.”

Notes

  1. Kassabova, K. 2017. Border: A Journey to the Edge of Europe. Granta, p.139.
  2. Honohan, I. 2002. Civic Republicanism. Routledge, p.287.
  3. http://www.un.org/en/development/desa/population/migration/publications/migrationreport/docs/MigrationReport2017_Highlights.pdf

Thoughtstoppers and thoughtstarters

John Michael Greer wrote a blog post a while back on his notion of ‘thoughtstoppers’, which he defined thus:

“a word, phrase, or short sentence that keeps people from thinking. A good thoughtstopper is brief, crisp, memorable, and packed with strong emotion. It’s also either absurd, self-contradictory, or irrelevant to the subject to which it’s meant to apply.”

One of his main examples of a thoughtstopper is the notion that Donald Trump is a fascist, and I think he has a point. It’s easy to apply the word ‘fascist’ to people as a dismissive epithet that prevents further thought or analysis, rather than opening it up. So, being the kind of person who finds it pretty easy to dismiss Trump as a fascist I think it’s useful to bear in mind the thoughtstopping dangers of doing so and try to offer a more elevated level of analysis. Of course, the same applies to those on the right inclined to accuse left-wingers of fascism, thereby further emptying the term of its residual meaning.

But a problem arises. It seems like Greer’s post has been very successful, and the notion that it’s a ‘thoughtstopper’ to identify Trump with fascism has become so ubiquitous that it’s pretty much become a thoughtstopper itself. There are, after all, some obvious parallels between the political and economic conundrums of the early 20th century and those of the present, and some obvious parallels between politicians of the right then and now in how they seek to articulate them. To deliberately avoid trying to understand present political dynamics by comparing, yes certainly their differences, but also their similarities, with past ones strikes me as another way to keep oneself from thinking.

Greer wrote “it’s absurd, in any but a purely thoughtstopping sense, to insist that Donald Trump is a fascist. Fascism, like Communism, is a specific, tightly defined political and economic philosophy, and…it’s not at all hard to look up what exactly Fascism was, what specific economic policies it pursued, and so on. Do that and you’ll find that Donald Trump is not a fascist; he’s an authoritarian populist of the classic sort, which is not at all the same thing.”

The problem is, as I’ve mentioned in previous posts, politics isn’t a matter of tight formal definition by authoritative sources that enables you to determine correct or incorrect usage any more than consulting a dictionary enables you to use language ‘correctly’ in its living contexts. Sure, it would be easy to come up with definitions of fascism in its early 20th century guises that the Trump regime clearly wouldn’t fit, but more revealing to trace more genealogically the often surprising ways that political ideologies exert webs of influence, get changed and reconfigured, fade from the scene and then come roaring back.

I’ve made a few attempts to draft a post that does that in the case of the Trump/fascism nexus. It’s not too hard to do in relation to obvious waymarks like extolling physical violence against journalists committed by politicians from his party, or enthusing about the regimes of murderous strongmen abroad and about far-right mobs at home. But I haven’t come up with something that really satisfies me, I’m some distance from the action, and ultimately there’s little I can add to Gary Younge’s despairing comment: “The venality is so baroque, the vulgarity so ostentatious, the inconsistencies so stark, the incompetence so epic and the lies so brazen, it leaves you speechless. His vanity is without guile and the scandals that embroil him without end.”

In other words, the greatest thoughtstopper of all is probably Donald Trump himself – perhaps along with commentators like Greer who seem to think that Trump is a genuine champion of that much-mythologized category, the ‘white working class’. Instead I’d go with Tony Schwartz “About the only thing Trump truly has in common with his base is that he feels every bit as aggrieved as they do, despite his endless privilege.”

So perhaps I should turn my political scrutiny closer to my home in Britain. When newspapers call judges asking for democratic oversight of constitutional decisions “enemies of the people”, MPs write to universities asking for information on curriculum content in controversial topics, and former Conservative party leaders suggest that now might be a good time to start a war with Spain, perhaps I’d be better off attending to the sprouts of fascism in my own country.

Nah, I can’t summon the enthusiasm even for that just now. Tell you what – I’ll go even closer to home and scrutinize my own politics for its fascist content. And as my guide, I’ll draw from Melissa Harrison’s interesting novel All Among The Barley (Bloomsbury, 2018) set in a farm community in 1930s England, which has the incipient rural fascism of that time and setting as a major sub-theme. Harrison writes in an afterword that “in febrile, depression-hit 1930s Britain dozens of…groups, large and small, sprang up in town and country, many with openly fascist agendas and beliefs”. Then she helpfully provides a list of what she calls the ‘murky broth’ of these agendas and beliefs, against which I propose to test myself. It goes as follows:

Nationalism: nope, I think I’m clear on that score.

Anti-Semitism: ditto.

Nativism: ditto again.

Protectionism: well now, here it gets complicated. I do support protectionism, though not of the Donald Trump “I win – you lose” variety. That kind of neo-mercantilism propelled the early 20th century world into war, and much as I oppose aspects of the global ‘freeing’ of markets that followed, I think the latter is better than the former. But better still is local economic protectionism within a wider framework of economic amity – we protect our industry, you protect yours, and then let’s see what friendly economic exchanges might mutually work for us. This approach, however, is incompatible with capitalism – whereas fascism is not.

Anti-immigration sentiment: I shall be writing in more detail about this soon, but a quick summary of my position would be, again, nope – clear on that score.

Economic autarky: yes, count me in – see ‘Protectionism’ above. More generally, I think a fundamental reboot of the economy is needed, grounded in the local potentialities of the land and the environment and building from there. I’m not averse to a little trade and interchange, but I think it needs to be kept on a tight rein.

Secessionism: another complex one. Generally, I’m in favor of localist political arrangements, but I don’t see them as a panacea or an easy way to achieve sustainable human wellbeing (in fact there’s no easy way to achieve that), as I’ve tried to outline in my writings on civic republicanism. Scope for a further post on this, I think.

Militarism: I can generally report a clean bill of health on this one. Uniforms, weaponry and marching tunes don’t stir my blood. But the need for a militia to defend the republic might.

Anti-Europeanism: again, I’m in the clear. If Brexit politics in Britain had been able to articulate a pro-European secessionism I might have supported it, but the subtleties of such a position seem beyond the cadres of idiotic Brextremists that we currently suffer under. In fact, avoiding the petty nationalisms and militarisms that have plagued modern Europe is the main reason why I support pan-European politics, despite its shortcomings. I’d accept that the EU has been its own worst enemy on this front in many ways – though Britain has scarcely been in the firing line, so its anti-Europeanism makes little sense in that context.

Rural revivalism: Yes, by God.

Nature worship: Well, I find it hard to worship anything and I’m fine with that. But if I had to worship something, then ‘nature’ would probably top my list. An issue I need to work through some more, perhaps.

Organicism: this could mean several things beyond a taste for sowing clover-rich grass leys. But when it comes to human affairs, I’d generally count myself out. Yes, everything is connected as part of a vast cosmic mystery. No, this wider truth is not a good basis for organizing human politics. Assume disconnection and build from there.

Landscape mysticism: see ‘nature worship’ and ‘organicism’.

Distrust of big business – particularly international finance: in early 20th century politics this was often a coded reference to Jews, feeding the aforementioned anti-Semitism. For my part, I don’t distrust Jews. But I do distrust big business – particularly international finance.

So, by my reckoning I score 4½ out of 14 on Harrison’s fascist-finding ticklist. Perhaps not enough to count as a person of interest in the enquiry, but not quite in the clear. It just goes to show, as I said above, how political ideologies merge into one another, become reconfigured, and generally can’t be screwed down into tight little definitional boxes. A ‘murky broth’ indeed.

There are a couple of aspects of fascism that Harrison doesn’t deal with so well. The first is that in the early 20th century a big impetus for it was the fear that communism would take hold of the working classes and bring down capitalism – fascism was but the most extreme manifestation of wider attempts to find ways of incorporating the working classes into an anti-communist and pro-capitalist politics. To be fair, Harrison does touch on this in her novel without really paying it much attention. The wider question today on this point is why a politics with many features of the earlier fascisms seems to be resurgent when there’s so little threat of communism or even anything especially leftist in many of the places where it’s occurring. Though perhaps I’m just revealing my own political biases here. After all, some people think Barack Obama is a radical leftist.

The other problem with Harrison’s treatment of fascism is that she seems to think of it as some kind of movement for conservative restoration opposed to social change. She puts these words into the mouth of one of her characters as he discourses against fascism: “we cannot set our faces against change: it don’t do, it never has….we must have change – we must have it! For the past is gone, and that’s just the way of it. Change allus comes, and all that falls to a man to decide is whether he’ll be part of it or not”.

I think this fundamentally misunderstands the nature of fascism, which though it drew on nationalist ideologies of deep-seated rural culture and honest peasant toil actually had very little interest in preserving traditional moral economies or any such thing. Despite its organicism and history-mongering it was a movement deeply engaged with the state-industry-warfare nexus in entirely modernist terms. I’m not sure that it ever commanded huge support anywhere, but in troubled times it commanded enough support in some places to take hold and cause endless suffering and misery. I don’t think I’m being too Spenglerian to express the fear that in present troubled times, when the modernist state-industry-warfare nexus is manifestly unraveling, something similar could easily take hold again and do the same. And that, I submit, is a thoughtstarter, not a thoughtstopper.

No farm future, no growth future, no farmer future: a SFF bulletin

Let me offer you a brief news roundup from the Small Farm Future editorial chair.

First up, this website’s favorite Guardian journalist George Monbiot has been unleashing his inner ecomodernist again with an article about producing protein for human consumption via bacteria that metabolize hydrogen produced from electrolysis of water using renewable electricity. So no soils or plants or actual farming involved, much to George’s delight.

I think George’s motivations are irreproachable, so I’m inclined to refrain from too intemperate a response. But one issue for me is that techno-fixery of this sort always neglects the underlying political economy – and this results in a losing game of whack-a-mole piecemeal solution-mongering that mis-specifies the problem as a technical one of overcoming resource limits rather than a socio-political one grounded in dynamics like economic growth. Another issue that interests me is George’s enthusiasm for the prosaic character of hydrogen-grazing bacteria as a way of puncturing the veneer of old-time agrarian romance that shields the horrors of industrial agriculture from public view. My feeling on the contrary is that only by properly inhabiting that romance and re-enchanting the relationship between people and land as a precious food-giving resource will the problems George identifies be solvable.

Anthony Galluzzo suggests that this kind of techno-fixery ducks the real issue of thinking through what a sustainable agroecological food system might look like and I must admit I think he’s got a point. One of the best attempts I’ve come across to do just that is Simon Fairlie’s 2010 book Meat: A Benign Extravagance, which I’ve been re-reading recently in the context of drafting my own book and been struck afresh at the brilliance of Simon’s analysis. George endorsed Simon’s book at the time, and I do wonder why he seems to have abandoned that line of reasoning in favour of a less ecological and more modernist ideology.

Talking of economic growth as I was, the notorious ‘skeptical environmentalist’ Bjorn Lomborg has weighed in with a critique of the degrowth movement. To my mind there’s an awful lot of dreck in his analysis, which I really have no inclination to rifle through here except to make two general observations. First, according to the IPCC as interpreted by Lomborg the impact of climate change in 2100 will cost only between 2-4% of GDP. This strikes me as a pretty meaningless assertion, but taking it at face value and assuming that the average global economic growth over the last five years of 2.8% is sustained over the 21st century (and it’s hard to imagine the economy surviving in its present form if growth is much lower) by my calculations that implies that global output in 2100 will be around US$800 trillion at present value, compared to its current US$80 trillion. I find it hard to imagine what the world in 2100 will find to do with another 9 helpings of our present global output in the unlikely event that it manages to create it. More to the point, 3% of 800 trillion dollars spent on climate change in 2100 amounts to about 30% of the world’s entire present output – so it looks like climate change may turn out to be pretty costly after all, even by the lights of a complacent analysis like this. Figures of this kind make me think that whatever the Lomborgs of this world would have us believe, a change is gonna come, and well before 2100.

Second, Lomborg writes “With blinkered analysis and misplaced concern, the [degrowth] academics essentially say that to reduce global warming slightly, we should end growth that can lift hundreds of millions out of poverty, avoid millions of air pollution deaths, and give billions the opportunity of a better life through improved health care, shelter, education, and income. There is something deeply disturbing about academics’ telling others to forgo the benefits they have enjoyed. What the world really needs is far more growth and far less hypocrisy.” This trope of ‘hypocrisy’ levelled at people who say that the benefits currently enjoyed by those of us lucky enough to live in the rich countries of the world will soon come to an end and cannot feasibly be spread across all of humanity seems to me a huge obstacle for devising workable and equitable solutions to global problems and really ought to be laid to rest. For my part, I salute the degrowth theorists for looking the future unflinchingly in the face and calling it as they see it – which, as I understand it, is not that the poorest people in the world need to stay as poor as they are, but that the richest people in the world need to be less rich. I’d recommend steering clear of Lomborg and reading these sensible suggestions from Jason Hickel for policies to unite both the degrowthers and the greengrowthers instead.

And talking of looking the future in the face, a paper that passed across my desktop reports that nearly a third of US citizens think that Jesus Christ will return within the next 40 years, signalling the end of the world – and are therefore unconcerned about trivial matters such as imminent environmental meltdown, despite often having relatively sustainable farming traditions in their backgrounds. Really, I had no idea…I might have to tear up my book draft and start again. Or just wait for the reckoning.

Now onto yet another dose of techno-futurism from yet another of this site’s favourite Guardian men – John Harris – this time concerning robotic farming. The idea is that once farm machinery is fully automated it can be downscaled and farming can be undertaken more ecologically by farm bots that can remove weeds by flaming them with lasers rather than using herbicides. Presumably instead of ploughing they’d also go large with the laser-weeding prior to sowing the crop. That’s a lot of lasering. And a lot of agrarian change. “I expected farmers to be quite luddite about the adoption of new technology,” robot farming pioneer Ben Scott-Robinson told Harris. “Some are, but there are a load of them who understand that new things need to happen.” When Harris asked him what the downsides were to the approach, Scott-Robinson said “Erm… well, at the moment, we can’t see any.”

So let me offer two suggestions. First, in one word, energy. And second in two words for anyone who uses the word ‘luddite’ pejoratively, labour dynamics. C’mon John, you’re a Labour man, you can’t let him get away with that! And on that note, here’s a nice article by Max Ajl critiquing the idea of a green new deal via, among many other things, the suggestion that we need to frame a new agrarian question of labour. Quite so. And another nice article by Joe Lowndes on the populist tradition in the USA and the perils of left populism – much to ponder there, which I hope to write on soon. My thanks to the ever-attentive Anthony Galluzzo for keeping me appraised of such things. I found both articles a sight for sore eyes in sketching the wider context of the global political economy, particularly the global agrarian political economy – something entirely missing from Jane O’Sullivan’s populationist worldview.

Ah yes, Dr O’Sullivan – she’s weighed in again in our simmering debate about population with a rejoinder that I find flawed in numerous ways. Clearly we’re never going to agree on much, and I find it a rather soul-sapping business engaging in this debate and trying to get to the basis of our empirical and political disagreements. So I’m wondering if any of the much-valued commenters on this site might give me a steer as to whether they’d find another response from me on this of interest, or whether it’s better to move to pastures new?

And finally I’m off (and offline) for a few days next week to give my first presentation to an academic audience for about a gazillion years. Hopefully I’ll be back in action by the week’s end, ready to unleash some more old nags thoroughbreds from the Small Farm Future stable.

Our political saviors: the republicans

Let’s move on from the population debate and ransack the Small Farm Future archives for another controversy to rake over. Ah, how about this one, in which I presented civic republicanism (CR) as a political tradition worthy of consideration for our troubled times (yeah, I wasn’t referring to those republicans). I’d like to try nudging that issue forward a little here – particularly in the light of the criticisms of CR made by Stephen Gey in an article linked by Jody that I finally got around to reading. My thanks to her for drawing my attention to it.

A couple of scene-setting remarks. I don’t have much taste for abstract theorizing about the politically ideal society. But it seems clear that under numerous intersecting pressures the way the world has done politics over the last century or two is changing, and I think it’s as well to try one’s best to influence the changes in positive rather than negative directions in the given circumstances (in that remark alone I reveal my republican sympathies, but let’s leave that thought to lie…) Influential writers within the environmental movement like Paul Kingsnorth and David Fleming (building on the likes of Leopold Kohr) have to a greater or lesser degree assimilated localism to ethnic, ‘tribal’ or communitarian identities – believing that outside contemporary political institutions like the European Union there are forms of more deeply inherent pre-political identity between people which will enable them to forge better political agreements. I think this is a mistake. One of the benefits of CR is that it doesn’t assume political agreements just emerge when you have the correct ‘natural’ community. For republicans, there is no natural community – only ones that emerge out of political deliberation.

Incidentally, on that note I’ve just started reading Pieter Judson’s history of the Habsburg Empire – “the prison of nations” according to the 19th century nationalists seeking to dissolve it. Judson’s argument is that we’ve become too influenced by them and have bought into their narrative of ethnic nations preceding the empire, rather than seeing the way that the empire was in many ways constitutive of the nations. In any case, what interests me about CR is the resources it offers to try to create viable and sustainable successor polities to our present world ‘empire’ of nation-states that are as pleasant to live in as possible under the circumstances we face of increasing ecological, economic and political disorder.

Gey’s fundamental critique of CR is that it insists on defining collective goals for society, and thereby risks creating a tyranny of the majority. What if, when all the deliberation is over, it’s decided that everyone called Chris should be enslaved, or that other more obvious categories should be denied privileges – that women or non-property holders should not be permitted to deliberate, for example? For Gey, CR accords enormous power to the collective polis, whereas liberal or pluralist political theories take a more limited view of government. For them, a society’s ethos can’t be defined by collectively-decided singularities, which threaten to become tyrannical. Theirs is a live-and-let-live approach, where political society is one long argument that’s never resolved except in the meta-agreement that people agree to disagree. Perhaps their strongest emphasis is on limiting the power of arbitrary government.

Gey makes some telling points, but I also think there are problems with his line of argument. For one thing, I don’t see that the problem of excluding minorities is particular to CR. Every political doctrine defines the scope of the political community and potentially draws questionable lines of exclusion around it. Gey was a legal scholar and his piece is especially engaged with CR as articulated by a handful of republican legal theorists in the USA (Cass Sunstein in particular) – but CR is a wider tradition than I think he allows, and in much of it elaborate attention is devoted to the question of full and uncoerced participation in self-government. Mary Wollstonecraft’s Vindication of the Rights of Women (1792), for example, was an early statement of the case for female political participation that was explicitly framed in republican terms against the view that there was a given or ‘natural’ political community comprising only propertied males.

But it’s true that CR doesn’t rest content with a minimalist framework of rules to live and let live by. The collective goals it defines through participation and deliberation are supposed to invest the citizenry’s practice. It strikes me that this is how all societies actually work, even if it’s not supposed to be how they work according to pluralist political theories. But CR certainly makes a stronger play for the idea than most political traditions. And a good thing too, in my opinion. In today’s world brought low by vast economic inequalities, climate change and other environmental degradations, I don’t think the pluralist who says to the republican “You presume to tell me that I must subordinate my particular interests to the wider common interest?” requires any more elaborate answer than “Damn right I do”. True, CR must pay attention to the possibility that notions of ‘the common good’ might mask oppressions of various kinds – but there’s plenty of attention to exactly that issue within its traditions. Its real emphasis is not on grimly enforcing majoritarian decisions of the “enslave all Chris’s” variety, but on developing the citizenry’s consciousness that immediate individual self-interest is usually a worse basis for building a good society than taking a broader society-wide view.

This brings me to Machiavelli (1469-1527) – the key thinker who paved the way for modern CR out of its classical roots. One aspect of Machiavelli’s politics was the need to avoid ‘factions’. For Gey, this republican antipathy to factionalism is another example of its potential tyranny – in a live-and-let-live world, politics is always inherently factional. But the problem with factions for Machiavelli is that they represent private interests, proposing laws “not for the common liberty, but for their own power” (Machiavelli Discourses I.18). Machiavelli calls this tendency to put private goods or interests over public ones ‘corruption’ (so for him ‘corruption’ means something different from our modern fingers-in-the-till sense of the term). Modern liberal political philosophy has come up with all sorts of arguments to suggest that, on the contrary, private interests beget public goods, of which Adam Smith’s metaphor of ‘the invisible hand of the market’ is probably the most famous. But even Smith looked admiringly at republican thought before concluding that it was inappropriate for an emerging commercial society. I think that’s true, but my contention here is that we now urgently need to transcend commercial society and create agrarian societies to which republicanism is better suited. And it’s also that anyone who thinks the ‘invisible hand of the market’ metaphor still usefully explains why government should take a back seat to the pursuit of private interests hasn’t been paying attention.

A few additional thoughts on delivering and living an agrarian republic. I find Machiavelli’s analysis of the ‘tumults’ (popular uprisings) that occur in republics of interest. He thought that in a relatively uncorrupted republic tumults can stave off corruption by preventing factions and re-vivifying political institutions, whereas in corrupted republics they merely accelerate corruption by enhancing factions and prompting violence between them. It interests me to think about some recent ‘tumults’ in western politics along these lines. There are those, for example, who think the votes for Brexit and Donald Trump were re-vivifying moves, and I do understand their logic. But to my mind rather they were signs of a corrupt factionalism that worked against ‘the common liberty’. Indeed, I think they were hyper-corrupt inasmuch as they probably work largely against the interests of many of those who supported them (though maybe less so in the case of Trump, who despite all the populist hue and cry still drew much of his support from wealthy white men). At the same time, I’d have to concede that the alternatives on offer weren’t much less corrupt.

So I’m not sure how much faith I now have in formal political processes in western politics to deliver an uncorrupted republic. In that sense, perhaps I’ve moved closer to a position I associated with David Fleming and criticized a while back in this post. Fleming wrote, “There is no case for dismantling the market; that will be done for us, all too soon” and “The task….is not about wrestling with the controls of economics to force it in the direction of degrowth, but about getting ready for the moment when the coming climacteric does the heavy work of degrowth for us”. In the discussion under that post, Shaun Chamberlin wrote that Fleming (whose book he edited) didn’t advocate sitting back and passively observing the demise of the market economy. Rather, he perceived “a far more urgent priority for our action – rebuilding the informal economy of community and culture that he foresees we will have to again rely on after the market economy fails us”. I’d pretty much go along with that, except that – as I said back then in response to Shaun – I think I’d place more emphasis than Fleming on political deliberation in that process and less on culture and religion (leafing again through Fleming’s tome, I see that there are quite a few CR ideas investing it, though he placed less emphasis on them than other concerns).

Culture and religion are important too, though, and I hope to write some more about them soon. Under my last post, Joe Clarkson wrote “I am prepared to be made poor (without making anyone else richer, so don’t volunteer to take my assets) and would welcome the circumstances which would force that condition on me and the rest of the rich world. I hope it happens soon.” To me, this is an excellently republican commitment to civic goals – a regrettably rare one in the contemporary rich world, but one that will probably become more widespread under the impress of events. Somehow it has to become a motivator of individual practice, but I’m not sure that it’s something best thought of under the rubrics of culture, religion or personal ethics. Perhaps it could be seen as a philosophical spiritualism of the kind familiar from Taoism in the east and Stoicism in the west (there are links between Stoicism and CR in antiquity, for example in the thought of Cicero). Or maybe just as the lived reality of republicanism’s collective goals.

But for now, I want to get back to the politics. The way I’d see republican political deliberation potentially emerging in the future is along the lines of what I called the ‘supersedure state’ in this post. It seems to me quite likely that people in many parts of the world will find the tendrils of the liberal-democratic capitalist state slowly withering without any other kind of political force necessarily filling the breach, making it increasingly necessary for them to self-organize by default. In these circumstances, people won’t find themselves a part of some obvious natural community with ready-made customs and procedures. Instead, they’ll be a random agglomeration trying to make things up as they go along in the persisting shadow of the capitalist world-economy. In that situation, I think CR has much to contribute.

Some of Gey’s strongest arguments against CR relate to the difficulties of implementing it in large-scale modern capitalist societies. By his own admission, these diminish the more you approach a smaller-scale, more face-to-face society in which more direct forms of deliberation are possible. In his words,

“by trying to recreate a modern version of the old model of direct democracy, the modern civic republicans end up preserving the bad things about the classical civic republican community – its conformism, inhospitality to dissent, and antidemocratic deference to some unassailable collective ideal such as “civic virtue” – while failing to recapture the old system’s one real advantage – its homey, personal, face-to-face means of identifying and achieving common goals.” (p.815)

This indeed is the kind of situation I have in mind for a future where CR fits the bill. I’d acknowledge the dangers of conformism and inhospitality to dissent that Gey identifies, though as I mentioned earlier I think the CR tradition is more robust to them than he supposed (CR isn’t the same as direct democracy). But I suspect this issue springs so readily to mind because when we think about small-scale agrarian societies we find numerous historical examples of authoritarianism, patriarchy, gerontocracy, caste oppression and other ‘illiberal’ forms of rule. I need to ponder this some more, but I’d like to make a few interim remarks about it.

Arguments for small-scale self-provisioning can’t really avoid being arguments for ‘family farming’. Since families are differentiated by gender and age, it’s necessary to consider both dimensions as potential sites for coercion and domination. And since family farms are differentiated by size, income and land quality, the potential for coercion and domination between farms as well as within them demands attention.

Focusing on coercion and domination within the individual farm, this seems to vary culturally – that is, the forces of coercion and domination are greater in some small farm societies than others in ways that aren’t obviously related to their agrarian character (though perhaps they may be less obviously related…?) But one aspect of agrarianism that does bear on gender and age oppression is the importance of property and inheritance, and therefore by implication local standing – the ‘family name’ – which bears heavily on young people, young women in particular. One reason for this is that status is easily lost, and among poor cultivators that can be economically disastrous, as is all too apparent for example from analysis of medieval peasantries in Europe among whom people were often only a bad harvest, a bout of illness or a questionable investment in land or marriage markets away from servitude.

But that insecurity wasn’t simply a given of agrarian life – it stemmed from extreme seigneurial domination. In more recent times, CR has invested the idea of a republic of property-owning smallholders who are not subject to that kind of domination. The best known of these times in the English-speaking countries are the aftermath of the English Civil War and the aftermath of the American Revolution. In the first case, James Harrington’s Oceana made the CR argument for a republic of smallholders, while in the second the best-known proponent was Thomas Jefferson. But it was the absolutism of Hobbes and the liberalism of Locke that won out in drawing the terms of the political debate in the first case, and the commercialism of Hamilton in the second, presaging the entirely non-republican age of commercial capitalism whose dying days now seem upon us. Republicanism has waned not because it was wrong, but because it lost those old political battles, and was less suited to the societies that emerged in the light of them.

So what really interests me is whether we may be entering another ‘Machiavellian moment’ when smallholder republicanism may, at least in some places, arise as a response to new times and challenges. If it does, I think the small farm futures it’ll bring about could look quite different from some of the small farm pasts that presently inflect our thinking about what small farm societies are like, successfully limiting some of the forms of domination I mentioned above that are often associated with those pasts. But only if we keep the channels of republican deliberation open. And even then, I perceive some serpents in the garden of which I hope to write more soon.